. (2) the client gives consent to the intermediary for temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading volume, closing out the positions or
. (2) the client gives consent to the intermediary for temporarily suspending services as derivatives agent, closing a trading account, limiting positions or trading volume, closing out the positions or
for rejecting an approval, suspending or revoking an approval or removing from the position, or [ii] may disclose such inappropriate demeanor for the replacement of issuing order or removal thereof
occurred for more than 10 years up to the date when such fact appeared to the SEC Office, the SEC Office [i] may not consider such case as a ground for rejecting an approval, suspending or revoking an
consider such case as a ground for rejecting an approval, suspending or revoking an approval or removing from the position, or [ii] may disclose such inappropriate demeanor for the replacement of issuing
service provider, retrieve for viewing or examine relevant evidentiary documentation; (3) causes, conditions and procedures for terminating the contract or suspending performance [under such contract]; (4
Capital Market Supervisory Board No. TorThor. 45/2559 Re: Outsourcing Operational Function relating to Business Operation to Third Party (No.4) dated 21 October 2016 (effective on 1 July 2018). 8 suspending
Capital Market Supervisory Board No. TorThor. 45/2559 Re: Outsourcing Operational Function relating to Business Operation to Third Party (No.4) dated 21 October 2016 (effective on 1 July 2018). 8 suspending
, conditions and procedures for terminating the contract or suspending operation [under such contract]; (4) remuneration and charged expenses. In the case where the service provider subcontracts the outsourced
, conditions and procedures for terminating the contract or suspending operation [under such contract]; (4) remuneration and charged expenses. In the case where the service provider subcontracts the outsourced