take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii

members with adequate risk diversifications and be in accordance with international standards.Senior Assistant Secretary-General Pravej Ongartsittigul noted that, ?Thailand?s provident funds showed a

approval criteria, disclosure standards and other relevant rules in the same manner as those applicable to Thai companies such as shareholder protection, prevention of conflict of interest, adequate

progress of the current situations and the Fund’s operating strategies and make further inquiries with the management company to gather comprehensive and adequate information for making investment

objectives of ensuring accurate and adequate information for effective and timely monitoring and supervision of operational risk of DA operators, and enhancing trust and confidence of stakeholders. Most

amendment to regulations on capital adequacy of securities business operators to be more adequate and efficient, (4) the development of personnel in capital market businesses through competency training

service for share subscription, for example, would be allowed to use a suitable method for account opening if they could prove that adequate safeguards against impersonation risk have been in place under

and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and

registration statement (if any), must emphasize on information of the issuing branches, either short-term or long-term debt securities, to better reflect credit risk.Also, to ensure adequate information for

regulations focus more on clear and adequate information disclosure for investment decision making,? said Vorapol.