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associated with illegal acts, as such acts may constitute predicate offenses under multiple laws. Accordingly, the SEC and the CIB have exchanged information and worked in close coordination, contributing to
at the time, was committing wrongful acts against clients’ assets through misappropriation of their subscription money for mutual fund investment. In so doing, she fabricated and submitted false
such action. Athit’s acts are liable to operating securities business without license in contravention of Section 90, which is subject to the penalties under Section 289 of the Securities and Exchange
Securities and Exchange Act B.E. 2535 (1992), as amended (SEA), as follows: Apichart’s acts violated Section 242 (1), Eng’s acts violated Sections 242 (2) and 315, and Supanee’s acts violated Section 242 (1
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