Pursuant to Section 89/25* of the SEA, the auditor who perform an audit in accordance with the auditing standards has the duty to report to the Audit Committee of the securities company** or the

as other securities, instruments or other assets to be specified by the SEC Board. The introduction of DR is in accordance with the SEC strategic plan, aiming to widen investment opportunities and

accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 12/2024 Dated 30/01/2024

order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order No. 12/2024 Dated 30/01

Market Supervisory Board, due to his failure to order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(2) Settlement Committee Meeting No. 1/2024

, due to his failure to order or act in accordance with the duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 1/2024 Settlement Committee Order

investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and

performance to prove that the fund manager’s responsibilities for overseeing and managing the fund as required, This is not in accordance with the work system that notifies the office before requesting to start

accordance with the duties of responsible person regarding MAX failure to prepare and submit the financial statement for the year 2022 within the period as specified by the notification of the Capital Market

accordance with the duties of responsible person regarding MAX failure to prepare and submit the annual registration statement for the year/annual report for the year 2022 ("Form 56-1 One Report"