or its guidelines specified for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for
or refrain from doing any act for implementation in accordance with this notification. Clause 10. This Notification shall come into force from 16 January 2005. Notified this 22nd day of December 2004
for implementation in accordance with this notification or improperly conducts itself, the SEC office may order such person to rectify, do or refrain from doing any act for implementation in accordance
Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which may cause damages to the interest of the investors
: 1. I/We am/are under supervision of Home Regulator which has the authority to impose sanctions or to order the Qualifying CIS Operator to act or refrain from acting in case there is an action which
Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of twelve months prior to the date the branch office starts its
operation, or not being ordered by the Securities and Exchange Commission, the administrative panel or the Office to undertake or refrain from undertaking any act, as the case may be. (5) for the period of
collective investment scheme under this Notification, the SEC Office may order securities company to rectify, act or refrain from any action for the purpose of complying with this Notification. Clause 13. This
scheme under this Notification, the SEC Office may order the securities company to rectify, act or refrain from acting for the purpose of complying with this Notification. Clause 13 This Notification shall