ASEAN Working Committee on Capital Market Development (WC-CMD) to drive the sustainable finance agenda in capital markets in the region. Together with WC-CMD, the ACMF aims to put forth an ASEAN voice at
equivalent positions in the capital market business; (2) {A}: his status as an approved investment consultant for Complex Financial Products Type 2 is revoked and he will be barred from working
Transaction constitutes an acquisition of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering 2 into Material Transactions Deemed as
of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering 2 into Material Transactions Deemed as Acquisition or Disposal of Assets and
the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551 Re: Rules on Entering 2 into Material Transactions Deemed as Acquisition or Disposal of Assets and the Notification of the
Bangkok, 20 October 2016 - The SEC has suspended the approval as capital market investment consultant of {A} for 18 months for seeking benefits and making investment decisions for clients. She
SEC Secretary-General Ruenvadee Suwanmongkol said: “As a capital market regulator, SEC Thailand is very pleased to host this year IOSCO APRC Meeting according to the resolution of the IOSCO APRC
Bangkok, 2 November 2017 - The SEC has suspended the approval for a capital market investment consultant, {A}, for 12 months due to his failure to perform duties carefully and professionally. He was
Bangkok, October 17, 2011- Vorapol Socatiyanurak, SEC Secretary-General revealed after discussion with Thai Investors Association (TIA) that investors are crucial factor for capital market
cooperation through the establishment of an information‑sharing network among ASEAN capital market regulators, and endorsement of the work plan of the Islamic Finance Working Group to support the development