been well-aware of this urgent agenda and therefore sought collaborative actions from all parties under the project ?Financial Literacy: Road to Thailand?s prosperity? to kick off the first financial

laws are domestic legislations or foreign legislations, : O Yes (please specify) For example, the date of accusation or prosecution ………………………. Being accused or charged of.………………………...………… Under law

, : O Yes (please specify) For example, the date of accusation or prosecution ………………………. Being accused or charged of.………………………...………… Under law ……………………………………………………… By (name of the organization

Transitional Provisions ______________________ Clause 14. The person who has obtained permission or approval for being advisor under the Notification No. OrNor. 2/2545 or securities investment analyst under the

under the first paragraph. Chapter 2 3 Approval of Trustee ____________ Clause 7 [REPEALED] Clause 8 [REPEALED] Clause 9 [REPEALED] Clause 10 [REPEALED] Chapter 3 [The Acceptance of Being Trustee and

of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must

) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1), the securities company must gather information on name, last

identity using reliable sources of information (client verification) (3) record information gathered as well as opinions made under the KYC/CDD process. In identifying the client’s true identity under (1

) as well as the provisions under Part 6 in case of the applicant being a holding company; 2 Amended by the Notification of the Capital Market Supervisory Board No. Tor Jor. 55/2558 Re: Provisions

sale/purchase   (     ) Other (please specify)   3. Date of filing this report to the SEC 02/10/2019 90-day period (the first day being the date of action under item 2 which give rise to this reporting