Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
Bangkok, April 21, 2016 -- The SEC is seeking public comments on draft rules concerning supervision on trigger funds and advertisement of other types of mutual funds, to be imposed on relevant
^10000&ps=2&mm=100&qf=title_th_default&fq=system_name%3ASEC_News&start=70&rows=10 71 - 80 of 578 results Sort by: Relevance Date (Newest) Date (Oldest) SEC public warning of solicitation for investment in
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baht (except for private placement of up to 10 B/Es at any time) and must have a warning that such B/E is not entitled to protection of the Deposit Protection Agency. To limit investment risks, B/E must
of 10 million baht (except for private placement of up to 10 B/Es at any time) and must have a warning that such B/E is not entitled to protection of the Deposit Protection Agency. To limit investment
In this regard, the SEC reiterates its warning to DA business operators to fulfill their duties in safeguarding clients’ digital assets in accordance with established criteria, with a primary