.  Previously, he was warned by the SEC and punished by Bualuang Securities Plc. as he failed to record his advice and clients' securities trading orders in the same year for three occasions. However, he kept

the pivotal role the private sector can play in advancing gender equality to achieve the Sustainable Development Goals (SDGs), especially the role to foster a supportive environment within the

warned the three branch managers against improper duty performance. Also, {X1} has already paid for the compensation in full for each affected client.  Owing to this case, the SEC has found that {X1}'s

No. TorThor/Nor/Khor. 37/2553 Re: Prohibited Characteristics of Personnel in Capital Market Industry dated September 15, 2010.  Moreover, he was earlier warned and punished by his employer Bualuang

enhance their entire value chains. The UN Women’s guidance and tools will empower listed companies to make tangible progresses in advancing gender equality and to provide clearer disclosure of their

, said: “Thailand’s capital market has been advancing on the ESG front with the promotion of ESG disclosure and reporting. Investment analysts are playing the next vital role by integrating ESG-related

fund management to create tangible positive impacts. The SEC believes that a strong “Tone from the Top” from the Board of Directors and senior management of AMCs will be key to advancing this agenda

play vital roles in advancing sustainability, ethical practices, and social responsibility. The Certificate in ESG Investing is aligned with the global standards and best practices of ESG investing

SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมเสวนาในหัวข้อ “Advancing Policies and Enabling Environment” ของงาน WeEmpowerAsia Virtual Forum https://www.sec.or.th/TH/Pages/News_Detail.aspx