Mr. Chatri Anunrojwong . 31/10/2024 agreed to comply with civil penalties determined by the Civil Penalty Committee as follows :     - a compensation of the benefit

compensation of the benefit received from committing the offense in an amount of 961,202.00 Baht     - a civil monetary penalty of 1,201,502.50 Baht     

of the benefit received from committing the offense in an amount of 9,954.00 Baht     - a civil monetary penalty of 500,000.00 Baht     - a

as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of

assets The client’s assets are used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement

for her own benefit. However, she failed to submit a report on the change in her securities holding (Form 59) in such account to the SEC Office within the period specified under the Notification of the

benefit of customers. DAB Act S.94 in conjunction with 30 and 31 Settlement Committee Meeting No. 4/2026 Settlement Committee Order No. 8/2026 Dated 03/04/2026

or GLH benefited from these loans or any reasonable grounds to believe it was done for the benefit of GL and/or GLH businesses. SEC Act S.281/2 paragraph 2 in conjunction with 89/7 89/24 311 and

;  - a compensation of the benefit received from committing the offense in an amount of 450,000.00 Baht     - a civil monetary penalty of 517,500.00 Baht 

form Inter Far East Wind International Co., Ltd. (IWIND), a subsidiary of IFEC, not for the benefit of the IFEC business. This case is in the process of inquiry by the inquiry official. SEC Act S.281