ที่สนใจ สามารถนำข้อมูลเปิดไปใช้ประโยชน์ได้ นอกจากนี้ ก.ล.ต. ยังได้ร่วมจัดบูทนิทรรศการในการนำเสนอผลงานด้านข้อมูลเปิดของ ก.ล.ต. และการบริการ SEC Open Data Services เช่น SEC Check First, SEC Bond Check
build immunity together, as well as experience the newest consulting service model under the idea of “Check Your Immunity and Build Confidence.” At the booth, the participants can try their hands at the
providing securities services (front office) from those responsible for operational function (back office), and shall put in place a check and balance system among personnel of such units. At least, no
personnel responsible for providing securities services (front office) from those responsible for operational function (back office), and shall put in place a check and balance system among personnel of such
points of the criteria can be summarized as follows: Banks are allowed to conduct customer identity verification either in-person or remotely via the National Digital ID Platform (NDID). To verify
.; (2) Conduct a Know-Your-Client (KYC) due diligence to verify the identity of the investor or the ultimate beneficiary, proceed in accordance with (1) before approving an account opening to ensure that
highlighted efforts to build immunity to investment scams through various media and tools such as SEC Check First application and Investor Alert web page, which can be used to verify information before making
shall have a clear principle in taking of purchase or redemption order of investment units and verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain
verification of the acceptance of such order shall to be in accordance with the prospectus in order to gain confidence among investors. Guidelines 1. Accepting of purchase or redemption order of investment units