and kept in full and are segregated from its own assets in the manner that is distinguishable without any suspicion, and there shall be accurate, complete and up-to-date records of assets of each client
our staff and customers remains our top priority. The Company constantly evaluate the situation and take proactive action to manage up-to-date under condition that are changing rapidly by aware of the
such evidence up-to-date for at least five years from the transaction date and the maintenance of such evidence for the first two years shall be in the from which can be promptly retrieved and inspected
evidence regarding securities trading and maintain such evidence up-to-date for at least five years from the transaction date and the maintenance of such evidence for the first two years shall be in the from
. . Clause 9.11 Repealed. Clause 10.12 Repealed. Clause 11. The investment advisory company shall prepare the following document evidences correctly, completely and up to date, and shall keep them for not less
provide up-to-date information to employees, suppliers and customers Effect to the Group's Financial Statements This situation significantly affects the Group’s business activities and is significantly
strategy is in place to provide up-to-date information to employees, suppliers, and customers Effect to the Group's Financial Statements This situation significantly affects the Group’s business activities
excluded from the total liabilities in the calculation of net capital, only the portion not exceeding the shareholders’ equity, for up to one year from the effective date of the amendments. This is to