103 The derivatives dealer shall enter into an agreement with the client in writing at the time agreed upon to provide services to the client to arrange for a dispute resolution by an arbitration

0.1 Asset turnover (times) 0.4 0.6 (Enclosure 4) 16 3.4 Risk factors which may affect profit of the Company 3.4.1 Risk due to economic slowdown In 2017, due to global economic uncertainty, volatility of

หนดไวต้ั้งแต่ปี 2544 ดังกล่าวข้างต้น น่าจะไม่สอดคล้องกับสภาพเศรษฐกิจและค่าของเงิน ในปัจจุบัน 4 ส่วนที่ 3 : หลักการ ส านักงานได้พิจารณา ASEAN Capital Market Dispute Rules (“ACM dispute rules”) ซึ่งเปน็

Baht 100.55 million was caused by (i) the settlement of a dispute in a lawsuit with one hirer in the amount of Baht 94.83 million in order to stop the risk which may have a negative impact to the

are various unclear matters such as management structure, the board of directors’ structure, person holding Chairman of the Board of Directors position, and impact of the dispute on the lawsuit to

, and promoting exercise of investors? rights. The SEC also aims to promote independent investment advisory business and develop a more efficient mechanism for dispute resolution and effective enforcement

under Thai law and the dispute has been arbitrated in the United Kingdom, THL is required to record in the financial statements for the year 2010 the liability under the agreements between THL and the

companies. If an investor did not place a trade, the investor should raise an objection to or dispute such transaction with the relevant asset management company. For any inquiries regarding mutual fund

Environment 1.1 Global and Thai Economy in the First Quarter of 2019 The global economy exhibited signs of slower growth in the first quarter of 2019 amid concerns over uncertainty surrounding the protracted US

increased downside risks from external factors such as uncertainty in the U.S. economic policies may affect international trade, the slowdown of the Chinese and the EU economies and etc. According to the Bank