investigation and found that Ravi had taken advantage of the information on SPORT's operating results for the third quarter of 2015. The information became known to him by virtue of his position as the company's

years, the SET has placed high priority on promoting investor education and investment in mutual funds through a number of projects and activities, especially the well-known ?Let Your Money Work through

hands with SEC, CMDF and ThaiBMA in launching the DIF Web Portal, a digital infrastructure for corporate bond issuance manner, which in turn helps facilitate data transmission in an efficient, transparent

The SEC aims to improve the PVD supervision to be more suitable for the current context, providing protection to PVD members in a fair and transparent manner. Related business operators are

Market Supervisory Board* applied to the property funds, to lay down a practical guideline for consistent and transparent practices of the business operators, taking into account practicality without

.   ______________________ Note:   *Regulatory Guillotine refer to a rapid, transparent, and low-cost method coupling with stakeholder participation to review existing laws and

. Moreover, business conducts for debt securities underwriter will also be relaxed to allow the underwriter to subscribe and be allocated the underwritten securities but measure to ensure that transparent

that underlie the inspection findings as well as appropriate solutions. For more details, the full report is available for download at the IFIAR website (www.ifiar.org).Vorapol Socatiyanurak, SEC

revision becomes effective, we agree to abide by the revised Standard Procedures or the Manuals as well. 1 . 2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s

the Manuals as well. 1.2 We acknowledge and agree that upon electronic submission of information to the SEC Office’s electronic system in accordance with the Standard Procedures through the SEC Account