SEC has suspended approval of two AEC executives, namely Thada Chanprasit and Pisit Patumban, as capital market personnel for six months each starting from 29 December 2015 on the ground of being
the cooperation to disseminate knowledge on finance, investment and savings and to train personnel to ensure they have financial knowledge and understanding so that they can transfer it to students
resolution on December 30, 2014, along with the transfer of work and personnel from the Office of the Agricultural Futures Trading Commission (AFTC). Vorapol Socatiyanurak, SEC Secretary-General said, ?The SEC
used a client's account to transfer and keep the acquired shares. {C} obtained a discount from the purchase and profit from selling some PAO shares to his two clients and {E}, another investment
administrators, educational executives, supervisors, and educational personnel, equipping them to effectively transfer financial knowledge to students across all educational levels. This initiative encourages
provide services with loyalty, affecting the reliability of capital market business personnel in a significant manner, which is considered a prohibited characteristic of the capital market business
. Several withdrawal transactions were made from the collateral account of the client to make deposits in the client's account via automatic transfer system (ATS), totaling 6.18 million baht. It was also
The Repeal of Notifications related to Directors, Managers and Other Personnel of Securities Companies and Derivatives Business Operators
COMPLAINT Dimet 010-2019 June 12, 2019 Subject : Notification of investment in IGEN Energy Co., Ltd. and McTRIC Public Company Limited, Partial Business Transfer to the Subsidiary and Amendment of