trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
such trading.In performing their duties, investment consultants can send trading orders only when obtaining instructions directly from the client. They cannot make decisions on behalf of clients
59 Instructions for filling out Form 59 คำอธิบายในการกรอกแบบฟอร์ม 59 จัดทำขึ้นเพื่อให้ผู้มีหน้าที่รายงานมีความเข้าใจวิธีการกรอกข้อมูลการเปลี่ยนแปลงการถือหลักทรัพย์และสัญญาซื้อขายล่วงหน้า อย่างไรก็ดี
: (1) arrange to have a computer set where customer can submit a securities’ trading instructions by themselves; (2) accept a securities trading account application and forward the application to head
submit a securities’ trading instructions by themselves; (2) accept a securities trading account application and forward the application to head office or a full-service branch office for approval; (3
following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by themselves; (2) accept a derivatives trading account opening form and forward
broker’s request. Clause 7. The online branch office shall perform only the following duties: (1) arrange to have a computer set where customer can submit a trading instructions for derivatives contract by