Temporary Registration
reference. Notification of the Capital Market Supervisory Board No. TorThor. 63/2552 Re: Rules, Conditions and Procedures for Brokerage and Dealing of Securities Which Are Not Debt Instruments or Investment
are provided as needed on a temporary basis, instead of prescribing only the general length of stay in Thailand for no longer than 90 days in each calendar year.Mrs. Pornanong Budsaratragoon, SEC
filing to ensure completeness and adequacy for investors? decision-making with regard to the real cause of the temporary closing of the appliant's manufacturing factory, which may have affected the income
Section 114 Securities and Exchange Act B.E. 2535 Section 114. In operating the business of securities dealing, a securities company shall comply with the rules, conditions and procedures as
brokerage; (2) securities dealing; (3) securities underwriting; (4) mutual fund management; (5) private fund management. 1The provision under Paragraph 1 shall not be applicable to a licensee under Paragraph