public to make donations via QR code with the Poh Teck Tung Foundation, and scan QR code to pay via Alipay and Wechat applications. High Net Worth Individual Determined to perform at the standard of an
) using her personal mobile phone, together with the username and the password she had created, to execute trading transactions via the Internet, and (2) making trading orders via MBKET’s trading
without any objection. Meanwhile, in the latter period, he sought approval from the clients on the broad pre-determined price ranges of derivatives and securities. Accordingly, he could immediately execute
Approval of Auditors ; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I entirely understand the generally accepted
the Notification of the SEC Office regarding Approval of Auditors; 5. I entirely understand the code of ethics for professional accountants and will perform audit work in compliance with the code; 6. I
of Foreign Auditors in the Capital Market. 5. I entirely understand of the code of ethics for professional accountants and I will perform audit works complying with the code. 6. I entirely understand
client's order and failing to perform in accordance with the client's order.Following a client complaint report filed by Globlex Securities Company Limited, the SEC probed into the case and found that {A}'s
client and {B}, an equity investment consultant , was suspended for failure to perform duties with responsibility and due care as the capital market professional, respectively.Following the complaint
Ms. Wanliya Kanjanapongkit Ms. Wanliya Kanjanapongkit, an authorized director of KACHAVET Company Limited, was responsible for the company's operations. Her failure to perform the required duty
Mr. Sithinant Manyati Mr. Sithinant Manyati, an authorized director of KEENBIZ Company Limited was responsible for the company's operations. His failure to perform the required duty of her