and financial statements audited by an auditor who is employed by an audit firm that has been inspected by the SEC*; 2. Submit half-year and annual financial statements that have been
monitored with professional investment advices. If investors encounter any solicitation to transfer money into an account of securities firm, whether or not it is the firm that investors have already opened
, the asset management firm must disclose the information to investors for investment decisions; as well as rectify such non-compliance within two months. Failure to do so may cause the asset management
มีศักยภาพในอนาคต (Smart Investor) โดยเป็นกิจกรรมในรูปแบบความรู้คู่ความสนุก (Edutainment) ประกอบด้วย 3 กิจกรรมความรู้หลัก ได้แก่1) “Inspiration Talk” จากผู้เชี่ยวชาญด้านการเงินการลงทุน มาสร้าง
investors, and a talk about four aspects of knowledge about digital assets, a new subject receiving interest from the public. SEC Assistant Secretary-General Praoporn Senanarong, discussed an overview of
strengthen sustainability of the overall Thai capital markets. At the webinar, there was also a talk titled, “Sharing of Experience and Perspectives to Enhance Good Governance for Listed
sustainability of the overall Thai capital markets.At the webinar, there was also a talk titled, “Sharing of Experience and Perspectives to Enhance Good Governance for Listed Companies.” Representatives from
will be given to the application of the UNGPs in order to achieve the sustainable development goals (SDGs). In addition, a special talk will be delivered by Dr. Surya Deva, Chair of the UN Working
: .......................................................... E-mail address: ........................................................................................................................ 7. Affiliated with audit firm