Bangkok, May 9, 2014 ? The SEC is seeking public comment on proposed revision of regulation on capital requirements for securities and derivatives investment advisors (IA) as well as brokers, dealers

regulations, however, do not apply to licensed venture capital, securities inter-dealer broker and securities investment advisors. For all of the licensees subject to the regulations, they must appoint the

Bangkok, January 15, 2014 ? The SEC is seeking public comment on proposed revision to the rules of capital requirements for securities and derivatives investment advisors (IA) as well as brokers

aims to better listed companies? and financial advisors? understanding on the new rules and help them prepare the reports and Form 56-1 with better quality and in conformity with the rules.  The revised

มีศักยภาพในอนาคต (Smart Investor) โดยเป็นกิจกรรมในรูปแบบความรู้คู่ความสนุก (Edutainment) ประกอบด้วย 3 กิจกรรมความรู้หลัก ได้แก่1)      “Inspiration Talk” จากผู้เชี่ยวชาญด้านการเงินการลงทุน มาสร้าง

investors, and a talk about four aspects of knowledge about digital assets, a new subject receiving interest from the public. SEC Assistant Secretary-General Praoporn Senanarong, discussed an overview of

strengthen sustainability of the overall Thai capital markets. At the webinar, there was also a talk titled, “Sharing of Experience and Perspectives to Enhance Good Governance for Listed

sustainability of the overall Thai capital markets.At the webinar, there was also a talk titled, “Sharing of Experience and Perspectives to Enhance Good Governance for Listed Companies.” Representatives from

will be given to the application of the UNGPs in order to achieve the sustainable development goals (SDGs). In addition, a special talk will be delivered by Dr. Surya Deva, Chair of the UN Working

Procedures for Investment Advisors and Appointment of Investment Advisory Agents By virtue of Section 14, the second paragraph of Section 100 and Section 115 of the Securities and Exchange Act B.E. 2535 (1992