a temporary trading suspension of listed securities of PTT Public Company Limited as a result of the Supreme Court of Thailand’s ruling on PTT Public Company Limited to be given on 14 December 2007
suspension of listed securities of PTT Public Company Limited as a result of the Supreme Court of Thailand’s ruling on PTT Public Company Limited to be given on 14 December 2007, the management company shall
months, effective from March 19, 2015. During the suspension period, moreover, the Bank must not allow her to perform the duty of branch manager, in relation to the capital market business.*Clauses 20(2
{A} from the duty as the approved securities investment consultant for 4 months, effective from April 23, 2015. As the suspension was deemed as the 2nd category of prohibited characteristics of
Bangkok, February 18, 2013 - The SEC imposed a five-month suspension on {A}, a securities market investment consultant of Bualuang Securities Plc., and a three-month suspension on {B}, a securities
baht in HPS, or at the price of 16.67 baht per share, is not rational as the HPS fair value assessed by the IFA is 21 million baht or 2.35 baht per share. The IFA has also made an observation about high
Sustainability Standards Board (ISSB) ที่เกิดขึ้นใหม่ซึ่งหน่วยงานกำกับดูแลและภาคเอกชนต้องรับมือ รวมทั้งแนวปฏิบัติเพื่อการเปลี่ยนผ่านสู่การเงินเพื่อความยั่งยืน(4) Investor Resilience: Inclusive and rational
suspension on {A}, effective from 1 November 2017. In the case of {B}, she committed similar acts by signing on the subscription order of a client without contacting or giving advice to the client. Instead
in fact the company had already been listed and its shares were being on Suspension Trading (SP) sign. Moreover, he failed to give relevant documents to the client before the client decided to invest
incurred by the SEC), a suspension of trading in securities or entering into derivatives contracts for a period of 14 or 30 months (as the case may be) and a bar from serving as directors or executives in