Companies (ASCO), the Association of Asset Management Companies (AIMC), the Thai Bond Market Association (ThaiBMA) and the Custodian Club – held a meeting to discuss and assess the readiness of business
security as prescribed in the UNCITRAL Model Law and the World Bank’s Good Governance Guidelines, to support ease of getting credit (the 5th Indicator of the World Bank’s Doing Business Survey), to provide
this information service system will act as the information infrastructure for the financial sector and capital market allowing the private sector to use it in business expansion and capital market
financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the
Bangkok, September 1, 2014 ? The SEC is seeking public comment on amendments to the Securities and Exchange Act B.E. 2535 (1992) to support the establishment of self-regulatory organizations (SROs
support ?speculative? loans, especially when speculative investments exceed or replace core business operation; ? Collateral risk: collaterals for loan application should be meticulously appraised
pave the way for the companies in preparation for cross-border securities offering, which would help support investors? confidence. The international standards adoption would allow investors to study the
responsible business behavior and climate accountability. All stakeholders in the capital market, both listed companies and financial intermediaries such as securities companies and asset management
proper qualifications for business undertakings, in terms of operational systems and personnel, i.e., the absence of fund managers for continuous client support even though there were trading transactions
Bangkok, June 5, 2015 ? SEC Secretary-General talked strategy and vision, emphasizing on understanding business and improvement of ecosystem where regulations are practical and developed from the