has requested for initial comments from the business sector in order to ensure this regulatory revision be appropriate for private fund management business in the Thai capital markets.Thus, SEC

) monitoring the investee companies closely and actively; (4) escalating stewardship activiities, when appropriate; (5) disclosing voing policy and the results of voting activities; (6) volunteering collective

information disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange

disclosure to investors. It is thus deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange Commission No

deemed appropriate that the notification relating to establishment and management of funds as specified in the Notification of the Securities and Exchange Commission No. KorNor. 29/2547, Re: Cancellation

Under the existing regulations, each business operator allows to prepare the customer complaints’ handling report in its own style and classify the type of complaints as it deems appropriate. Such

this goal in the future."________________________* Consisting of (1) allowing personnel to dress according to the gender identity or sexuality of a person, (2) arranging areas suitable for the number

to have a variety of investment options and risk diversification appropriate for their investment objectives. For investment made via Thai business operators, investors will be given advices on foreign

analysis to provide appropriate services that are accessible and suitable for investors’ needs. SEC has also launched the Wealth Tech Project using robo advisor and/or AI for investment analysis and

encouraged employee members to choose investment policies suitable for them. As of Q2/2011, 86 funds offered different investment policies (a 14.7% rise over year-end 2010), while 2,465 employers provided