inside information related to trading orders of securities of fund which was managed by himself and disclosed such information to Miss Monsicha, in which, Miss Monsicha placed trading orders of securities
Mr. Peerapong Jirasevijinda On 12 July 2023, Mr. Peerapong Jirasevijinda placed sell orders for 30,000,000 shares of JMT Network Services Public Company Limited (JMT) —a substantial amount —which was
. Notification of the Capital Market Supervisory Board Tor Jor. 12/2559 Re: Application and Approval for Offer for Sale of Structured Notes ____________________ By virtue of Section 16/6 of the Securities and
หน้า (Derivatives) และตราสารหนี้ที่มีสัญญาซื้อขายล่วงหน้าแฝง (Derivatives - embeded Debt Instruments หรือ Structured Notes) แบบสำรวจความคิดเห็น Verify Code Reload * re-Verify Code
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them to withdraw cash placed as collateral in their derivatives trading accounts and transferred it to the ATS account in the amount claimed to be obliged for the said fictitious transactions. Chalerm
Bangkok, April 22, 2015 - The SEC suspended {A}, a securities investment consultant and a branch manager of CIMB Thai Bank PCL, for signing selling documents of structured notes without giving of
delayed orders from one major customer in this quarter, but the repeated order will be placed in the next quarter. 2. The company’s consolidated net loss for the period (Q.1) amount -11.20 Million Baht
Department after the Central Bankruptcy Court had ordered POLAR to be placed under absolute receivership. The receiver then decided that the five directors were no longer qualified as company directors
line with the regulations on debt instrument offerings under which REIT bonds could be either offered to the public or privately placed to high net worth and institutional investors. Moreover, REIT bonds