Office on March 22, 2016 and March 23, 2016 respectively. The annual registration statement did not comply with the notification of the Capital Market Supervisory Board. The rectified annual

registration statement with the SEC Office.   ** Notification of the Securities and Exchange Commission No. Kor Jor. 39/2564 Re: Determination of Definitions of Institutional Investor, Ultra-High Net Worth

have the same characteristics of the forms and list specified in the Registration Statement pursuant to the Notification of the Capital Market Supervisory Board concerning Provisions relating to Offering

) Form Bor.Lor.6 Report on Securities Lending       14. Report/Form (Notification of Securities and Exchange Commission) Form Bor.Lor.1 Balance Sheet and Profit and Loss Statement   15. Report/Form

securities by a person having duties to submit the registration statement and draft prospectus to the SEC Office in accordance with the following Notifications: (1) the Notification of the Capital Market

worth investors” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the

” “registration statement” “parent company” “subsidiary company” “executive” “major shareholder” and “controlling person” shall have the same meaning as defined in the Notification of the Securities and Exchange

depositary receipts shall be obligated to pay the fee for filing the registration statement in accordance with the criteria and procedures prescribed in the Notification of the Office of the Securities and

meaning in lieu of a statement, unless otherwise stated in this Notification. 2 Clause 4 A prospectus shall contain 3 parts as follows: (1) the important information section; (2) the mutual fund information

holders shall be subject to provisions under this Chapter except in the cases where an exemption has been granted to the filing of the registration statement and draft prospectus under the Notification of