on asset allocation, equity funds or alternative funds, excluding tax incentive funds; (3) Disclosing fund facts and warnings on crypto asset exposure clearly for investors’ information. 3
}, who also held a branch manager position, it was found that she had advised a client to invest in a fund without giving complete and sufficient information as well as warnings related to the fund that
decreased from Baht 67.0 million to be Baht 50.7 million or equivalent to 24.29%. Therefore, the gross profit margin in Q2/2017 was declined from 7.12% in Q2/2016 to be 5.78%. This was derived from the sharp
81.96% in line with the sharp increase in revenues from sales in this period. Gross profit margin was 63.63%, higher than that of 55.63% a year earlier, as a result of the significant increase in sales
information in the offering documents nor guarantees the price or the return of the fund”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented
”. Clause 16. The securities company shall have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the
completeness or the correctness of the information in the offering documents nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause
nor guarantees the price or the return of the fund”. Clause 12. The securities company shall have statements or warnings under Clause 11 or any other warnings presented clearly through any media or
have statements or warnings under Clause 15 or any other warnings presented clearly through any media or object and ensure that they are at least as prominent as the majority information in such
statements or warnings under Clause 11 or any other warnings presented clearly through any media or tools and ensure that they are at least as prominent as the majority information in such advertisement. For