revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
include rule revisions to require SEC approved auditors work for audit firms having audit quality control system and inspections to ensure the quality assurance of audit firms? procedures both firm and
undertaking of securities business will be proposed to the Ministry of Finance.The revisions will help promote investment unit brokerage. The more service providers, the greater access to a variety of financial
funding opportunities for SMEs, startups and businesses of all sizes, and allow them to participate in sustainable development. The proposed amendments include revisions to the information disclosure
services to keep pace with the changing market landscape. Given such conditions, revisions and modifications of the Securities and Exchange Act B.E. 2535 (1992) were proposed to amend certain provisions
revisions are as below: (1) The business operator can temporarily use subordinated liabilities in excess of the shareholders’ equity portion without counting it as total liabilities in calculating
take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii