, 2009 or 6.46 baht per share and then on April 7, 2010 to close at 4.48 baht. Average daily trading volume also increased from 0.21 million shares to 14.78 million shares. These were done in concealment
practicality, securities underwriter is permitted to develop its own suitability test and may attach the test with securities subscription form to client in advance. Existing client who has done the suitability
persons in the group. Trading was done in concealment to mislead the public into believing that MILL shares were actively traded or share price was changed as MILL shares were traded in various manners
the near future. ?The SEC has placed importance and played active roles in MCMC forum and I am very pleased that other Mekong jurisdictions have done the same. We agreed that the meeting will be held
found that on October 3, 2012, {A} {B} and {C} had colluded to trade TPC shares through their own securities trading accounts and the accounts of {D} and {E}. The trading was done in the manner that
securities firms or derivatives business operators can be done without the SEC?s approval but will be allowed to the extent that it is deemed necessary to increase business efficiency. Importantly, outsourcing
73.22 percent compared with the 1st quarter of 2015 and 35.29 percent compared with the 4th quarter of 2015 that was disclosed to the public on 11 May 2016 (at 17.12 hrs). Therefore, such act was done in
2016; and - Mr. Permsin Yongvongpaiboon's account on 19-23 September 2016, 3 October 2016, 12-13 October 2016 and 3, 7, 9, 10 and 14 November 2016. Therefore, such acts were done in a way to