2/1: (1) providing a complete work system ready to undertake the business of investment advisory service approved by the Office, which includes an internal control system in respect of giving advice
. 2535 (1992) which contain certain provisions in relation to the restriction of rights and liberties of persons, which Section 29 in conjunction with Section 33, Section 34, Section 41, Section 43
rules, or has failed to meet the conditons after aprroval, or has failed to diclose a complete, correct and sufficient material information for investor decision making, the SEC Office may suspend or
of Section 9, Paragraph 3 of Section 16, and Section 17(4) of the Derivatives Act B.E. 2546 (2003) which contain certain provisions in relation to the restriction of rights and liberties of person
) which contains certain provisions in relation to the restriction of rights and liberty of persons which Section 29 in conjunction with Section 33, Section 34, Section 36, Section 41, Section 43, and
the Derivatives Act (No. 2) B.E. 2551 (2008) which contains certain provisions in relation to the restriction of rights and liberty of persons which Section 29 in conjunction with Section 33, Section 34
Section 75 of the Derivatives Act B.E. 2546 (2003), which contains certain provisions in relation to the restriction of right and liberty of person which Section 29 in conjunction with Section 33, Section