“This MoU reiterates the SEC Thailand’s dedication and extensive efforts with respect to the strategic plan on digital technology and sustainable capital market. It has indeed come at a crucial time

funds, venture capital firms, and ultra-high net worth investors. With respect to individual investors, SEC has received diverse comments involving restrictions on investment in ICO. Therefore, SEC will

investor access to information prepared by professionals with understanding of foreign products for investment decision-making. With respect to movement to a host country, professionals approved by the

choose the persons to operate a business on their behalf in a more flexible manner, whereby the business operators will be able to delegate other persons in respect of work related to the business

employees providing advice to the investors in order to prevent conflict of interest in respect of advice provision;4.     The wealth advice service providers who are securities brokers may automatically

January 2022, 1000X, the service provider of the website https://www.1000x.live (1000x.live), had provided services or presented itself to the public that it was ready to provide the service with respect

Bangkok, October 8, 2010 ? The SEC has directed Nippon Pack (Thailand) Plc. (NIPPON) to rectify its financial statements for the year 2009.  In this respect, NIPPON is required to submit to the SEC

the credit was not rated and found defects in consideration of important information or factors with respect to the issuer, and this affected its capability to repay the principal and pay interest

million, an increase of 17% from 2Q2017. Fees and service expenses were mainly fees paid in respect of securities trading and futures trading, and retaining fee of ONE Asset Management Limited (the

. 2.2 Fees and service expenses The Company’s fees and service expenses in 3Q2018 were Baht 104 million, an increase of 7% from 3Q2017, mainly from an increase in the Company’s fees paid in respect of