, the calculation of fair value, accounting and information disclosure. Each unit should also have its own personnel training program. 7. Promoting the significance of employee’s honesty 8. Prescription
management company. With aforementioned experiences, company believes that Mr. Surachet who will become the shareholder of company via Private Placemen and serves as a Director of the company shall resolve the
the shareholder of company via Private Placemen and serves as a Director of the company shall resolve the financial difficulty and liquidity problem, which company is experiencing and subsequently
including any executive in charge of accounting and finance whose position is the department manager or equivalent and higher; (11) “securities business personnel” mean personnel in securities business under
Notification of Capital Market Supervisory Board concerning Rules on Imposing the Duty of Intermediary to Handle Clients’ Complaints and Participating in the SEC Office’s Project to Resolve Disputes by
SEC Office’s Project to Resolve Disputes by Arbitration; (3) having business plan and operating system prepared for establishing the branch office. In this regard, such system shall compose of efficient
procedures and processes to resolve the issues, and lists of contact persons and the communication channels, etc.; (8) define the level of security for each type of data to be used in the cloud service by