) For listed companies and securities issuers having duty to submit reports such as financial statements to the SEC, if unable to do so under current circumstances, the SEC will consider easing relevant
No. TorDor. 79/2552 Re: Rules, Conditions and Procedures for Filing of Annual Financial Statements and Preparation of Reports of the Stock Exchange of Thailand _____________ By virtue of Section 16/6
of Auditor’s Report Form (Form 61–4); (2) Reducing the frequency of the preparation and submission of reports and financial statements of venture capital management companies to once a year
indicating unsuitability to be personnel in the capital market business. The SEC strongly urges investors to regularly review their mutual fund unitholding reports and banking account statements
inaccurate financial positions in the financial statements, e.g. pseudo capital increase, accounting records without supporting factual evidence, inaccurate investment reports, and overexaggerated liquid
SEC Office: )a) the applicant has failed to file the financial statements or related reports required under Section 56 or Section 199 in conjunction with Section 56, as the case may be; )b) the
sale of newly issued securities; (2) an issuing company which has the duty to prepare and submit financial statements and reports on its financial position and operating results to the SEC Office; (3) an
financial statements or reports relating to financial and non-financial information. Clause 26 The applicant shall appoint a local representative in Thailand for the purpose of coordinating and contacting any
its financial statements or related reports required under Section 56; (b) has failed to file any reports required by the SEC Office under Section 57 or related reports to the Exchange; (c) be in the