is a chartered financial analyst (CFA) and a financial risk manager (FRM). Prior to the appointment, he has served in the positions of Director of the Intermediaries Policy Department and the Market

The Securities and Exchange Commission (SEC) welcomed participants of the capacity-building program for support staff prior to their promotion to the advanced specialization level at the

offeror to gain undue benefit.  Offering price must not be lower than the highest price between (1) the highest acquisition price during 90 days prior to the date on which tender offer should have been

for sale newly issued securities shares for a private placement without obtaining a prior approval from the SEC on 11 October, 2017. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting

for a private placement without obtaining a prior approval from the SEC on 7 March, 2018. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2019 Settlement Committee Order No

sale newly issued securities in the category of of debt securities to high-net-worth investors on a program basis without providing its securities for credit rating prior to the offer for sale of the

specified in the notification of the Securities and Exchange Commission. In this regard, ERX failed to check the allocated foreign exchange limit prior to executing transactions. Accordingly, ERX conducted

Euroasia Total Logistics Public Company Limited Euroasia Total Logistics Public Company Limited (“ETL”) concealed material facts regarding the payment of dividends prior to the Initial Public

appropriate; (2) establish a measure for protection of confidential or sensitive data in case of loss of mobile devices, for example, entering passwords prior to using a mobile device (lock screen) or remote

appropriate; (2) establish a measure for protection of confidential or sensitive data in case of loss of mobile devices, for example, entering passwords prior to using a mobile device (lock screen) or remote