SEC Secretary-General Ruenvadee Suwanmongkol said: “Nowadays, digital assets are used for fundraising and trading. Also, Blockchain innovation and Distributed Ledger Technology (DLT) are applied to
- 2564) เกี่ยวกับรูปแบบเทคโนโลยี DLT (Distributed Ledger Technology) ของสำนักงาน ก.ล.ต. ซึ่งจะช่วยเพิ่มประสิทธิภาพและลดต้นทุนให้แก่ผู้ร่วมตลาดทุนทุกภาคส่วน ช่วยให้ประชาชนทุกกลุ่มเป้าหมายเข้าถึงบริการ
ทั้งนี้ คณะทำงาน Digital Infrastructure for Capital Market จัดตั้งขึ้นโดย ก.ล.ต. ภายหลังจากที่ ก.ล.ต. ได้เปิดตัวโครงการ “แนวทางการนำ Distributed Ledger Technology (DLT) มาใช้ในการเป็นโครงสร้างพื้นฐานดิจิทัล
committing fraud, misappropriating the company's assets and falsifying accounting records by executing concealed transactions through several associated companies abroad to exaggerate the company's operating
records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. In September 2021, the SEC
than actual value as deposit for shares purchase of another company. In addition, he permitted false records or no record of important information in the company’s accounts and documents, and also
| - |- Short Sale Provisions (section 98(5)) | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Online Submission | - |- Compliance / Internal Control | - |- Conflict of
& Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of Interest | - |- Online Submission |- Protection of Customer Assets (Section 98(3)) |- Reporting of Securities
) | - |- Dealer of capital market product denominated in foreign currency | - |- Know Your Clients | - |- Books & Records Requirements | - |- Risk Control | - |- Compliance / Internal Control | - |- Conflict of
concerning the issuance of bills of exchanges, the related receipt and payment transactions, the accounting records practice, and the questionable transactions of land sales and purchases. The company was also