jurisdictions raised serious concerns among capital market regulators on the quality of financial statements and more stringent quality control on audit work has been imposed to regain https://www.sec.or.th/EN
public and private sectors in the Thai capital market in driving forward the National Strategy and the National Reform plans. The topic on low carbon businesses is raised by private sector to Prime
partial fund will be raised from the rights offering of newly issued shares in accordance with the resolution of the annual general shareholders’ meeting held on 11 May 2020, which approved the capital
, discussions with relevant enforcement agencies have raised concerns that digital assets may be used as a tool to commit crime such as narcotic drugs and money laundering related crime because the transacting
opportunities to expand business sector?s access to sources of fund in the capital market, while maintaining investor protection. The ?Pride of the Provinces? project raised a total of strong potential 104
funds. "Such aforesaid research results have raised possible issues of unclear information disclosure, misleading advertising messages and fee collection. The SEC therefore reinforces such matters on
and managed money for others by seeking benefits from investment in derivatives. He advertised and solicited investing public to apply for a membership and raised fund from those who became members
assistant and supporter to the commission of the offenses and subject to the penalties in conjunction with Section 86 of the Penal Code. The Civil Sanction Committee has resolved to instruct the SEC to
significantly inconsistent with their financial condition. In some other cases, he failed to instruct an in-depth examination of the clients? transactions as should have normally been done in other normal cases
case the amount of fund raised from the offer for sale of units is less than the value of the real estates, the applicant shall demonstrate that there are other sufficient sources of fund for supporting