trading decision and informed the client afterward. Examination on records of investment advice, trade order instructions and confirmations indicated that the client's instruction was unclear as certain
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authorized the company to increase the investment proportion in the ordinary shares of Pattaya Manufacturing Co., Ltd. (PMC) by purchasing the 627,000 ordinary shares in an amount not exceeding Baht 93 million
Guideline on Consideration of Natures of Giving Advice to Public Not Being Regarded as Engagement in the Securities Business in Category of Investment Advisory Service