e-service Online Submission See canceled document Securities Brokerage Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date 1
e-service Online Submission See canceled document Securities Underwriter Business >> Protection of Customer Assets (Section 98(3)) Type Title Section See Document Status Notified Date Effective Date
protection remains intact while business operators still have convenience for business operation. The SEC has therefore reviewed the regulations on work systems of securities brokers and repealed two
licensed digital asset business operators in Thailand to ensure protection under the Digital Asset Business Law. The SEC closely monitors and inspects compliance with the law. Investors using services from
| - |- Branch Office | - |- Foreign Derivatives Agent |- Margin Requirement (Section 18) |- Other related business (Section 22) |- Protection of Customer Assets (Section 33) |- Internal operation of Securities
SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and providing services appropriately
intermediaries and business operators, the SEC set the mechanism to support investor protection by revising business conduct regulations to enhance responsibilities of the intermediaries in selling products and
related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3