public and high net worth investors would have to be investment grade products only. This is primary quality screening of the bond issuers to check their capability of repaying obligations because such
discussion and analysis (MD&A), which gives an overview of changes to the company's finanical condition and operating results. ?The SEC's primary duty in considering an IPO filing is to ensure that the issuer
. Essentially, the primary existing regulations on IPOs which have come into force since late 2016 would remain intact, while certain provisions would be added or revised for more efficient supervision. For
ว่า ก.ล.ต. อยู่ระหว่างการยกร่างประกาศให้บริษัทต่างประเทศสามารถเสนอขายหุ้นและนำหุ้นเข้าจดทะเบียนในตลาดหลักทรัพย์ (primary listing) และร่างประกาศรองรับการออกและเสนอขายตราสารแสดงสิทธิการฝากหลักทรัพย์ต่าง
regulations on suitability test aim for investor protection both in primary and secondary markets and standardize practices in offer for sale of all securities. By taking into account flexibility and
SEC-approved FA, listed companies? misunderstandings in regulations, particularly dilution effect calculation have been identified as a primary cause of those flaws, leading to revision of the
the meeting of capital market product development; including foreign companies? initial public offerings in Thailand (primary listing), foreign companies? secondary listing, depositary receipt (DR
revenue: The Group had total revenue in the 2nd quarter of 2020 amounting to Baht 232.0 million, a reduction of Baht 129.3 million or 35.8% compared to the same period last year. The primary reason is the
investors. SEC’s actions in this regard over the past months are as follows. 1. Fund mobilization on the primary market: In August 2019, SEC considered allowing limited companies to mobilize funds on
modify the rules concerning the preparation of reports on provident fund management and the calculation of investment limits of provident funds in respect of the provident funds with multiple investment