shall be made readily available for immediate use or verification by the management company , and shall be made available for the SEC Office’s inspection upon request. Clause 15 In case the SEC Office
company shall arrange the appointed juristic person to comply with the rules under these sub clauses as soon as possible, but not later than 2 years as from the effective date of the Notification (within 16
monitoring and coordinating with the business operators, we have found that they have implemented their BCP to manage possible impacts of COVID-19 and opened an alternative site or installed remote working
the consistency and cybersecurity that is appropriate and sufficient to protect against possible risks from cyber threats. _____________________________
information related to such digital asset investments. The list of licensed digital asset business operators is available at www.sec.or.th/digitalasset. In case of possible tips on suspicious activities
investment in such digital tokens. In case of possible tips on suspicious undertaking, please contact SEC Help Center via www.sec.or.th or Hotline 1207. If possible violation of other laws is found, the SEC
Under the SEC’s policy, digital asset business operators are not allowed to provide or support deposit taking and lending services to prevent possible damage to digital asset investors and the public
appropriate audit evidence and the possible effects are material, but not pervasive, resulting from: ( 2.2.1 circumstances beyond control of the entity (paragraph.........); ( 2.2.2 circumstances relating to
2.1.3 inappropriate/insufficient disclosure of information (paragraph........). ฆ 2.2 Inability to obtain sufficient appropriate audit evidence and the possible effects are material, but not pervasive
be specified in such a way that it is possible for screening and selecting a service provider who has sufficient and efficient work system; (c) expertise, experience and business reputations; (d