for further legal proceeding. As a result, Paweena is banned from holding director or executive positions in any securities issuing company while the legal proceedings are underway. In any case, filing
not lose the money if making investment decision on the advice. Furthermore, {A} failed to immediately submit orders to close out derivatives positions as directed by the client, causing the client to
Q1/2014 by 84.60 percent (a decrease of 1,096.04 million baht). He obtained the material non- public information by virtue of his positions before such information became public on August 8, 2014
because JTS has the net loss of 6.19 million Baht in prior quarter and 4.83 million Baht if compared with the same quarter in 2015. Mr. Pete accessed that information by virtue of his positions as a
. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E sale money. This case is under consideration
. Krittiphat, Mr. Sunchai , Mr. Teerasit and Mr. Kitisan – to take the positions of director and executive of KC, was believed to have involved in the fraudulent acts and the receipt of a certain amount of B/E
businesses that may pose systemic risks, transferring client assets and derivatives positions to new business operators, and closing out derivatives positions; (2) Exempting business operation restrictions
from holding the positions of director or executive of any securities issuing company and listed company pursuant to the Notification of the Securities and Exchange Commission. *** In this regard
Chair will be the Lao Securities Commission Office (LSCO).• More information on the ACMF and its initiatives can be found on the ACMF website at www.theacmf.org.For media queries, please contact:Indonesia
ASEAN Capital Markets Forum (theacmf.org) For media queries, please contact:Securities Commission MalaysiaCorporate AffairsMs Delyana NordinEmail: delyanaN@seccom.com.myMobile: +60 12 207