effective by Q4/2014 will be more responsive to current circumstances and the Bank of Thailand oversight while enhancing efficiency of fund raising for private sector by issuance of structured notes.
and adding oversight provisions related to the personnel in securities and derivatives businesses; (3) Supervision of Securities Market and Related Institutions: revising provisions related to the over
SEC is proposing amendment to the guidelines for supervising auditors and audit firms in the Thai capital market to enhance the audit quality oversight of audit firms and promote the development
ผูถื้อหน่วย โดยมีประเด็น ส ำคญัจำกกำรรับฟังควำมคิดเห็น ดงัน้ี 4.1 การปรับปรุง governance ของกองทุนรวม (1) การก าหนดผู้ทีจ่ะมาท าหน้าทีต่รวจสอบดูแลการด าเนินงานของ บลจ. (oversight) ส ำนกังำนเสนอให ้บลจ
investment in Trang Sure Co.,Ltd. at ratio 19.8% which more than standard of 10% so the company has just report this transaction. Signatu re…………........……………………….Authorized director (Mr.Surin Tohtubtiang
นางสาวรื่นวดี สุวรรณมงคล เลขาธิการ สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) กล่าวเปิดงานสัมมนาออนไลน์หัวข้อ “Sustainable Bond Issuance for a Just Transition : Integrating Climate
subscribe its subsidiary?s capital increase shares, it turned out that the purchaser, just about six months later, sold a listed company Million Miles shares at the price very much higher than the
trading decisions for the client. From examination of communications records, there was no sources of the orders; just transaction confirmations made by such investment consultant and the conversations
PLC. and the SEC that the client gave him the username and password for submitting the trading orders as the client had just started investing and not familiar with the Internet trading program.Making
suppression of improper behaviors of listed companies. The webinar also aimed to communicate and build the understanding of revisiting rules and oversight measures that the SEC and the SET have revised to