sources of fund for further fundraising. 2. In case of transactions with persons who may have a conflict of interest, disclose in the form of related party transactions to be executed. In this regard, the

Requirements | - |- Online Submission | - |- Standard Practices | - |- Risk Control | - |- Compliance / Internal control | - |- Conflict of interest | - |- Complaint Handling | - |- Information Technology

for the decision-making on investment or using the service such as the clients’ assets investment scheme, the risks of ZipUp+ program and the conflict of interest together with relationship among Zipmex

ประโยชน์ขัดแย้ง (Conflict of Interest) กับผู้ออกหุ้นกู้ กล่าวคือ BBL มีการถือหุ้นในผู้ออกหุ้นกู้ เกินกว่าร้อยละ 5 ของสิทธิออกเสียงทั้งหมดของกิจการของผู้ออกหุ้นกู้ ผ่านบริษัทที่มีกรรมการเป็นบุคคลเดียวกันกับ

holds 25% shares in Padaeng Industry Public Company Limited Source of fund for Financial Support Cash from operation Name of Directors with conflict of interest and/or related party Mr. Sadawut Taechaubol

% shares in Country Group Securities Public Company Limited and also holds 25% shares in Padaeng Industry Public Company Limited Source of fund Cash from operation Page 2 of 2 Name of Directors with conflict

. โครงสร้างองค์กร (Organizational Struture) 2. ขอบเขตของการทำธุรกิจและความเสี่ยงที่เกี่ยวข้อง (Business Profile and Risk Profile) 3. ระบบการกำกับดูแลการบริหารความเสี่ยง (Management Oversight) 4. ระบบการบริหาร

disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest and protect confidential information of

assets and records of acquisition and disposition of assets of each private fund; (e) System for monitoring and tracking benefits arisen from private fund asset; (f) System to prevent conflict of interest

Regulations - PVD Act Ministerial Notifications Regulatory Summaries Fundraising Market Professionals Financial reporting and audit oversight Business Operators Fund Registered Person Trustee Digital Asset