period specified in the notification of the Capital Market Supervisory Board. The public prosecutor ordered a non-prosecution order. SEC Act S.246 and 247 Criminal Complaint Filed with an Inquiry

Bangkok, 23 June 2017 ? The SEC has ordered Polaris Capital Public Company Limited (POLAR) to have an auditor conduct a special audit on the sources, existence and completeness of its accounting

impose civil sanction on the eight offenders. In this regard, (1) PCL, (2) Pranay, (3) Manish and (5) Amit were ordered to pay a separate civil penalty of 500,000 baht while (4) PAPL was ordered to pay

trust manager, as well as overseeing the trust manager’s performance of duties as prescribed in the trust deed;  (5) Only institutional investors and ultra-high net worth investors* shall be eligible as

The SEC reviewed the principles for overseeing bills issued as securities to ensure compliance with the intent of the Securities and Exchange Act B.E. 2535 (1992) and consistency with the current

risk, while enhancing the efficiency of overseeing trading order matching.”____________________

approval as an ICO Portal of Longroot, effective on 5 August 2024.In any case, the SEC is responsible for overseeing that ICO portals comply with relevant regulations and maintain the qualifications

.” Furthermore, the Additional Guidance will assist the SEC in overseeing Hong Kong's ESG Funds under the HK-TH MRF with the same standards as the Sustainable and Responsible Investing Funds (SRI Fund) and other

and Exchange Act B.E. 2535 (1992). Additionally, the company’s directors are required to carry out their duties with due care, responsibility, and integrity, including overseeing the company’s

28 March 2017. Earlier, the SEC ordered KC to have a special audit on the internal control system http://capital.sec.or.th/webapp/corp_fin/datafile/FS/FS_WARN0446_2016_E.pdf FS_PAGE_0446_E_2017-02