investment advisory company, failed to comply with the rules, conditions and procedures as specified in the notification by failing to maintain capital adequacy in accordance with the rules, conditions and
the SEC office on March 1, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 21/2024
office on March 1, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 17/2024 Dated 28
to the SEC office on March 17, 2023 later than the period specified by the Capital Market Supervisory Board. SEC Act S.56(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 19
submitted such document on 30 January 2023, which failed to prepare and submit financial statement within the period specified by the notification of the Capital Market Supervisory Board. SEC Act S.56(2
2023. However, TAPACO prepared and submitted such document on 30 January 2023, which failed to prepare and submit MD&A within the period specified by the notification of the Capital Market
notification of the Capital Market Supervisory Board. SEC Act S.56(3)(4) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 25/2024 Dated 28/03/2024
submit the financial statement for the year 2022 within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or the failure to give instructions
submit an Interim Management Discussion and Analysis for the year 2022 (MD&A) within the period specified by the notification of the Capital Market Supervisory Board resulted from the instructions or