derivatives business operators concerning the standards of business conduct, management structure, operating system and services they provide.In this connection, the SEC will revise the rules governing
The SEC found that Bitazza, a licensed digital asset business operator in the category of digital asset broker, provided the service called Crypto Dust to the public by exchanging digital assets with Bitazza itself in the normal course of business and charging fees. In addition, Bitazza and FreedomVerse jointly provided the product called Freedom Card, which involved purchasing digital assets in exchange for cash and crediting such cash to the Freedom Card, with fees charged. Furthermore...
The SEC found that, during the period commencing on 20 September 2021, Exmix, as the operator of the websites https://www.exmix.co and https://wallet.exmix.io/, provided services or held itself out to the public as available to provide services with respect to the trading or exchange of digital assets for Exmix’s own account in the normal course of business outside the digital asset exchange. In addition, Exmix solicited and promoted the use of its services through the aforementioned websites vi...
-4124 MMS-AC63/039 August 7, 2020 Subject: Management Discussion and Analysis of Operating Results for 2Q20 ending June 30, 2020 To: The President Stock Exchange of Thailand Matching Maximize Solution
Re: Guidelines Relating to Operating Systems of Fund Management Business
Management discussion of three-month operating result ending March 31, 2020 To The President of the Stock Exchange of Thailand Matching Maximize Solution Public Company Limited (the Company) would like to
Re: Operating System Relating to the Undertaking of Fund Management Business
duties to maintain the minimum net capital requirement by NC-1 method and failure to do so shall be subject to observing the following: (1) Suspend all types of business operations until the minimum
Microsoft Word - 2Q2020 Results Notification letter - ENG August 11, 2020 The Director and Manager The Stock Exchange of Thailand Re: Information on Second Quarter of 2020 Operating Results KCE