financial advisory or planning services have been provided only to high-net-worth invertors. SEC then initiates the Wealth Advice for All project with the goal to encourage the business operators in the

;   (2)  Provision of services exempted from application for a license to operate securities / derivatives business;    (3)  Activities without requirement for a license / registration for operating

Homtuanlom, for operating derivatives business (gold future agent) without license and defrauding the public, causing a damage of 13 million baht. From the SEC?s investigation, these companies do not have

operating the digital asset dealer business under Section 3 of the Emergency Decree on Digital Asset Businesses without license in violation of Section 26 and subject to the penalties under Section 66 of the

royal decree came into force. SEADEX applied for an operating license before 14 August 2018 and that allowed SEADEX to continue its business operation according to the transitional provisions.SEC is in

SEC is proposing to codify and revise notifications prescribing rules on the operating systems and service provision of securities companies and derivatives business operators to be more

The proposed amendments aim to improve the rules and guidelines for operating digital asset businesses to be more timely and appropriate in line with the industry developments and the current

shall prepare a monthly account, and when derivatives business operators stop doing businesses or are suspended from operating their businesses to segregate customer assets from the derivatives broker

cases where service providers exchange digital assets in a manner that constitutes operating a business under Section 3 of the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018) without a

Division of the Royal Thai Police (ECD) for jointly operating the digital asset dealer business without license in violation of Section 26 and subject to the penalties under Section 66 of the Emergency