newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement Committee Meeting No. 4/2023 Settlement
newly issued securities in the category of warrant (Employee Stock Option Program : ESOP) without having obtained an approval from the SEC Office. SEC Act S.300 in conjunction with 33 Settlement
Magnolia Quality Development Corporation Limited Magnolia Quality Development Corporation Limited ("MQDC") used the proceeds obtained from the debenture offering, which is inconsistent with
., Ltd. offer for sale newly issued securities in the category of debentures without having obtained an approval from the SEC Office. SEC Act S.300 Criminal Complaint Filed with an Inquiry Official
exercise of warrants, provided that the resolution is obtained no more than one year prior to the date of filing an application under Clause 5; (3) in cases where the applicant is a listed company wishing to
Mr. Krairit Euchukanonchai obtained a Bachelor of Science from Chulalongkorn University, an MBA (Banking and Finance) from North Texas State University, USA. Currently, he is also a financial
Bangkok, June 4, 2015 - The SEC suspended {A} and {B}, an equity investment consultant and a capital market investment consultant respectively, for failure to keep complete record of securities
’ representative. Clause 7/23 The Company that has obtained the approval in accordance with this Notification shall be exempted from the requirements to submit an application to register debt securities with the
Office’s approval is obtained. Clause 11. In cases where the liquidator fails to complete the liquidation within the period specified in Clause 10, the liquidator shall submit to the Office the request for