e-service Online Submission See canceled document Securities Dealer Business >> Compliance / Internal Control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of

   18 03/07/2003 06/01/2004 2. Notification of the Securities and Exchange Commission  Kor Jor. 4/2560 Re: Determination of the Definitions of Institutional Investor, Ultra-high Net Worth Investor and

e-service Online Submission See canceled document Derivatives Agent >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Compliance / Internal control   Type Title Section See Document Status Notified Date Effective Date 1. Notification of Capital

e-service Online Submission See canceled document Derivatives Dealer >> Licensed Companies   Type Title Section See Document Status Notified Date Effective Date 1. Notification of the Securities and

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorNor. 22/2552

Securities and Exchange Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the

Commission Notification of the Office of Securities and Exchange Commission No. SorThor. 55/2546 Re: Report Forms of Securities Companies _____________ By virtue of Section 109 of the Securities and Exchange

, Thailand cannot undertake any responsibility for its accuracy, nor be held liable for any loss of damages arising from or related to its use. The Office of the Securities and Exchange Commission Notification

e-service Online Submission Limited BDU >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorJor. 3/2557 Rules on