stipulated in the relevant notification. In this regard, INVX submitted 22 reports of the results of monitoring and inspecting trading conditions (Daily Report) for the period from January 18, 2025 to March 29
criminals. The SEC and the TDO have jointly developed guidelines for monitoring and investigating suspicious accounts. In today’s meeting, apart from enhancing industry standards to tackle digital asset mule
are different from REIT regulations. For example, the real estate-backed ICO currently lacks a mechanism for monitoring and overseeing the management of assets and for protecting the interest of
operation. Meanwhile, KBank ensures that policies, processes and systems for controlling, monitoring and reporting risks, capital and liquidity are in place whereas segregation of duties and reporting lines
importance of strengthening capital to be in accordance with the Basel regulatory reforms. Close monitoring and consideration of the relevant criteria and impacts have been jointly undertaken with the Bank of
to partly repay Baht 200,000. During this time, the Legal Department has been monitoring the progress with MAT representative periodically. On June 8, 2017, MAT has made a notice of the progress of the
essential to establish regulations ensuring that Thai securities companies, under the supervision of the SEC, implement stringent processes and systems for screening and monitoring. This will ensure that
recommended to deal with the said insufficiency; (4) Monitoring (MR): Some audit firms were found having insufficient monitoring and without action plans to monitor deficiency remediation. In this regard
business operation. Meanwhile, Senior Management ensures that policies, processes and systems for controlling, monitoring and reporting risks and capital are in place whereas segregation of duties and
criteria for commercial lending policies, prioritizing risk assessment through prudent screening and close monitoring of borrowers, especially those in small and micro businesses. Moreover, we adjusted