orders sent through him for several days. {A} admitted that the securities trading orders were taken via mobile phone; the misconduct of which he had previously committed. In case of {B}, the SEC found
Bangkok, June 17, 2013 ? The SEC has reintroduced mobile application ?start-to-invest?, providing more information on new products, inflation-adjusted investment calculator and business operator
outlook of the Company is described as following; Mobile Retail Business (Core Business) Jaymart Mobile Co., Ltd, engages in mobile phone retail business, entering into high season of sale in Q4/2018
failed to record their clients' derivatives trading orders frequently. {D} admitted that the unrecorded orders were taken via mobile phone and WhatsApp, while {E} admitted that he had accepted his client's
have launched lots of promotion campaigns to encourage customers to change their mobile phone system from prepaid to postpaid. Nevertheless, from the statistics data, over 70 million from 90 million of
, the "Thailand Mobile EXPO 2019", the largest mobile phone exhibition in Thailand, was held at a new location, the Bangkok International Trade & Exhibition Centre (BITEC), on 7 - 10 February 2019. The
Exchange Commission (SEC Office) In this Application, we Full name (in Thai) Full name (in English) Passport No. E-mail Address Mobile phone As a user of SEC Account with the duty related to submission of
' securities trading orders. All of them admitted that the unrecorded orders were taken via mobile phone. The SEC therefore suspended them from duty as approved investment consultant for one month. For {F} and
clients' securities trading orders. She then admitted that the clients' trading orders had been received via mobile phone and via blackberry messenger. In this regard, the aforesaid actions are in violation